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標題: 美國選擇權清算公司要求客戶簽署的風險認知文件 [打印本頁]

作者: sec2100    時間: 2019-5-3 07:32
標題: 美國選擇權清算公司要求客戶簽署的風險認知文件
本帖最後由 sec2100 於 2019-5-3 07:33 編輯


今早打開IB帳戶,被要求簽名的文件,在此公開:OCC Risk Disclosure Statement and Acknowledgements
OCC Risk Disclosure
I acknowledge that:

Special Statement for Uncovered Option Writers

There are special risks associated with uncovered option writing which expose the investor to potentially significant loss. Therefore, this type of strategy may not be suitable for all customers approved for options transactions.
NOTE: It is expected that you will read the booklet entitled CHARACTERISTICS AND RISKS OF STANDARDIZED OPTIONS available from your broker. In particular your attention is directed to the chapter entitled Risks of Buying and Writing Options. This statement is not intended to enumerate all of the risks entailed in writing uncovered options.
Risks of Trading Equity Options and Terms and Conditions for Trading Equity Options
Customers trading equity options understand and agree to the following:





簽名




作者: EntrepreneurOPs    時間: 2019-5-3 14:18
該不會是總結了 James Cordier 賣calls大敗的教訓了吧?
作者: sec2100    時間: 2019-5-3 16:27
特別強調第三點:

Uncovered option writing is thus suitable only for the knowledgeable investor who understands the risks, has the financial capacity and willingness to incur potentially substantial losses, and has sufficient liquid assets to meet applicable margin requirements. In this regard, if the value of the underlying instrument moves against an uncovered writer's options position, the investor's broker may request significant additional margin payments. If an investor does not make such margin payments, the broker may liquidate stock or options positions in the investor's account, with little or no prior notice in accordance with the investor's margin agreement.




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